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CIP Quips

Perks of Preferreds

Did you know... Some of the questions we hear most frequently from advisors surround a common topic, preferred securities. We’ve noticed advisors tend to shy away from owning individual preferred securities due to the tedious work needed to follow call provisions, credit ratings and tax treatment. We believe, that with proper management, a... Read more »

A Taxable Equivalent

Did you know… Capital markets are expecting the Fed to raise rates two more times in 2017, and while it appears that the Fed is committed to a path of steady rate hikes, this would still only end the year with rates in the range of about 2.70%. With yields remaining low, the thirst for higher coupons can be sidelined by potential tax... Read more »

It's Hard to Unwind

What’s in the news: In an effort to alleviate the effects of the 2008 financial crisis the Federal Reserve’s quantitative easing program was introduced to drive down longer termed interest rates. The idea was to encourage people to spend more, and the program ultimately more than tripled the Federal Reserve’s balance sheet. Almost a decade... Read more »

Potentially Lower for Longer?

Whats in the news: In March the Federal Reserve began the process of normalizing interest rates. In a statement, Federal Reserve Chairman Janet Yellen said, “The simple message is the economy is doing well … we have confidence in the robustness of the economy and its resilience to shocks” Since Yellen made that statement, expectations for a... Read more »

Rates Cause Pain

What’s in the news: It should not come as a shock that retirees are having difficulty planning for retirement. Historically, traditional retirement vehicles like CDs were their bread and butter. However, a one-year CD hasn’t paid more than 1% since 2009, according to Bankrate.com. So what is a retiree to do? In an effort to circumvent an... Read more »

Picking Up Yield with Preferreds

What's in the news: Over the past few months the U.S. Treasury 10 year yield has risen slightly over 100 basis points from it’s July trough [1]. Still too low in our opinion for income oriented investors. In a recent Wall Street Journal Article, Jeff Brown posed the following question, “What if you could earn 6% or 7% in a security that is... Read more »

Gearing Up for Trumponomics

What's in the news: Market indices are hitting all-time highs in the euphoria of a post-election Trump victory. However, talk of infrastructure spending, tax cuts and other fiscal stimulus plans, like deregulation, have also caused a sell-off in the bond market as concerns over inflation and interest rate hikes have mimicked the same euphoria.... Read more »

Benefits of a Rising Interest Rate

Did you know… The noise surrounding the impending interest rate hike tends to send quivers through the average investor’s boots. While the details remain uncertain, let’s take a moment to point out some of the positive implications that may come along with an interest rate hike. Higher Returns on Interest Income Rising interest rates would... Read more »

Interest Rate Hike on the Horizon?

What’s in the News: On Friday, August 26th, Federal Reserve Chairwoman, Janet Yellen, signaled the possibility of an interest rate hike in the near future: “I believe the case for an increase in the federal funds rate has strengthened in recent months. Of course, our decisions always depend on the degree to which incoming data continues to... Read more »


The Roosevelt Investment Group, Inc. is an independent investment management firm that is not affiliated with any parent organization. The Roosevelt Investment Group, Inc. manages domestic equity, international equity, domestic fixed income, global fixed income, and balanced assets for primarily U.S. clients. The Roosevelt Investment Group, Inc. is an investment adviser registered with the U.S. Securities and Exchange Commission and notice filed in all 50 states.

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