• Tel: (646) 452-6700
  • US Toll-Free: (800) 829-4337
  • Fax: (212) 599-1916

As a boutique investment firm, we understand the value of hands-on client service.

We work with our Financial Advisor partners to achieve success together.

Financial Advisors

Roosevelt Investments is privileged to work with many financial advisors throughout the country who have selected Roosevelt to manage their client portfolios.

We appreciate their trust in us and understand that they need to partner with experienced client service professionals in order to support long-term, successful client relationships. Our goal is to share timely insight on our investment strategies to provide our financial advisor partners with the confidence and assurance necessary to recommend a Roosevelt managed product to their clients.

Meet Our Team

To provide quality client service, Roosevelt has a team of Regional Directors that cover specific territories throughout the country and are supported by a team of internal representatives available to address any product or platform-related inquiry. Click here to meet our Sales & Marketing Team.

How We Work Together

We understand that the investment landscape is constantly changing. We believe it is our responsibility to proactively communicate market perspective and timely insight on Roosevelt managed products with our financial advisor partners. Please visit our Current Views and Opinions to read our recent posts on product updates and market thoughts. For a complete list of our current marketing materials and product updates, please visit our Literature Center.

Where We Are Available

Roosevelt’s All Cap Core Equity Strategy is available on various SMA platforms at leading broker/dealers and financial planning firms. Additionally, this strategy is available in a mutual fund format which can be found at many firms throughout the United States. For a complete list, please contact our Sales Desk at (646) 452-6742 or internalsales@rooseveltinvestments.com,or visit our Mutual Fund page for more information on the Fund.

For more information on regional sales coverage or selling agreements, please contact:

Sales Desk
Tel:(646) 452-6742

You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Fund before investing. The Fund’s prospectus contains this and other information about the Fund, and should be read carefully before investing. You may obtain a current copy of the Fund’s prospectus here or by calling (877) 322-0576. Past performance is no guarantee of future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost.

Distributed by Unified Financial Securities, Inc., 2960 North Meridian Street, Suite 300, Indianapolis, IN 46208. (Member FINRA)

The Roosevelt Investment Group, Inc. is an independent investment management firm that is not affiliated with any parent organization. The Roosevelt Investment Group, Inc. manages domestic equity, international equity, domestic fixed income, global fixed income, and balanced assets for primarily U.S. clients. The Roosevelt Investment Group, Inc. is an investment adviser registered with the U.S. Securities and Exchange Commission and notice filed in all 50 states.

Please remember that in order to invest you must first read and understand the Form ADV Part 2A and our Privacy Policy.

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